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Business
U.S. CFTC penalizes UBS $500,000 for failing to retain audio recordings
Oct 14 (Reuters) – The U.S. Commodity Futures Buying and selling Fee stated on Thursday it sanctioned banking group UBS…
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Business
Refinitiv agrees to pay a civil penalty of $650,000 for failing to report certain swap data – CFTC
The Refinitiv brand is seen on a display screen in places of work in Canary Wharf in London, Britain August…
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